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#131 Best VC Regulatory, Legal, Compliance

#131 Best VC Regulatory, Legal, Compliance

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Doug Dyer
Feb 09, 2024
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@TheFundCFO Newsletter
#131 Best VC Regulatory, Legal, Compliance
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Hi everyone! 👋 Welcome to our new members of @TheFundCFO crew! We recently launched a paid tier and released our VC Fund Playbook, Models, Compliance Checklist @ Streamlined.Fund! Re-linking top posts: #96 The Case for 30+ Co.'s Per VC Fund and the Full CFO Archive.

There’s a lot of great content from notable VCs, LPs, and CFOs/finance pros on the internet. Here, we’re focused on pulling out the insights out that really matter, as well as finding the most current content that overlays historical lessons with current market dynamics, which are changing faster than ever.

Every Tuesday/Thursday, we bring you actionable tools, real-world experiences, and insider insights for #VC CFOs/Finance Pros and fund managers, #LP investors, and industry enthusiasts/people who want to learn :). As a reminder:

  • Tuesday: insights + interviews. Free for everybody.

  • Thursday: deeper dives on VC GPs, CFO/COO strategy, more insights from LPs/GPs, and our take on what it all means (from 15+ yrs. of experience). Exclusive to Paid subscribers (most of whom expense these insights).

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“What you can do, or dream you can, begin it.” -John Anster


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Picture of the Day: toast to the teachers out there doing great work, especially this one!


“Best VC Regulatory Playbook Yet.” Chris Harvey, Law of VC

We’re back with everyone’s favorite topic! VC regulatory, legal, compliance! While this may not be the core job of a fund manager or investor, it’s required by the laws of land so definitely a must-know! We’ve quoted our friend Chris Harvey in the past and shared more insights via the following posts:

  • #119 The Ultimate Fund Checklist for Year-End Finance & Compliance

  • #118 Year-End PE/VC Legal, LP Takes, Checklists

  • #92 VC Reg & Legal Change - The Updates

Recently, Holli Heiles Pandol at Carta shared their latest regulatory playbook. Harvey called it the “best VC regulatory playbook yet” - it’s pretty good and we recommend downloading yourself! Here are some quick highlights:


Diving Deeper: How to Approach VC Regulatory, Legal, Compliance

The playbook above is a great starting point for VC regulatory, legal, compliance. Now let’s translate that knowledge to action - how should you approach this at your firm? Here are some tactical next steps:

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